Equity Derivatives

Equity Option

Also known as: Call, Put, Vanilla option

The right — not the obligation — to buy or sell a stock at a fixed price. The atom of derivatives.

Asset class
Equity derivatives
Instrument type
Option (call / put)
Traded
Exchange (listed) and OTC
Typical users
Hedgers, income sellers, speculators, market makers
P&L of a long call at expiry: limited loss (the premium), unlimited upside beyond the strike K.
KLong callUnderlying price at expiryProfit / loss
BeginnerWhat is it, really?

An option is a contract that gives you a choice. A call lets you buy a stock at a fixed price (the strike) until a set date (expiry); a put lets you sell at the strike. You pay a premium up front for that choice, and you only use ("exercise") it if it benefits you.

Buy a call with a $100 strike and the stock rockets to $130 — you buy at 100, an instant $30 of value. The stock falls to $80 instead? You walk away, losing only the premium. That asymmetry — capped loss, open-ended gain — is what people pay for.

The seller (writer) of the option takes the other side: they collect the premium and hope the choice expires worthless. Selling options is a business of collecting many small premiums while wearing rare large losses.

Key intuition: an option's price is the market's charge for insurance-like asymmetry. The wilder the stock and the longer the time, the more that choice costs.
IntermediateHow it works in practice

The vocabulary

  • Moneyness: in-the-money (exercising pays), at-the-money (strike ≈ spot), out-of-the-money.
  • Intrinsic value = payoff if exercised now; time value = premium − intrinsic. Time value melts to zero at expiry ("theta decay").
  • American vs. European: American options can be exercised any day; European only at expiry. Most single-stock listed options are American.
  • Implied volatility (IV): the volatility number that makes a pricing model match the market premium — the market's forecast of turbulence, and the actual unit in which traders quote options.

The Greeks — how the price moves

GreekSensitivity toLong call sign
Delta (Δ)Stock price+ (0 to 1)
Gamma (Γ)Delta itself (convexity)+
VegaImplied volatility+
Theta (Θ)Passage of time− (you bleed)
Rho (ρ)Interest rates+
Worked example: a 3-month $100-strike call on a $100 stock with 25% IV costs about $5. Stock at $110 at expiry → payoff $10, profit $5 (100% return). Stock at $102 → payoff $2, a $3 loss despite being "right" on direction. Strike and premium matter as much as direction.
AdvancedPricing & valuation

Black–Scholes–Merton

Under the BSM assumptions (lognormal spot, constant volatility \(\sigma\), continuous hedging), the price of a European call on a non-dividend stock is

$$ C = S_0\,N(d_1) - K e^{-rT} N(d_2), \qquad d_{1,2} = \frac{\ln(S_0/K) + (r \pm \tfrac{1}{2}\sigma^2)T}{\sigma\sqrt{T}} $$

with \(N(\cdot)\) the standard normal CDF; the put follows from put–call parity \(C - P = S_0 - Ke^{-rT}\). The derivation's core is not the formula but the idea: a continuously rebalanced portfolio of \(\Delta = N(d_1)\) shares replicates the option, so its price is the cost of replication — independent of anyone's forecast of direction.

Where the model bends

  • Volatility smile/skew: equity IV rises for low strikes (crash insurance). The market prices a whole surface \(\sigma(K,T)\), not one \(\sigma\); models like local vol (Dupire) or stochastic vol (Heston) fit it.
  • Dividends: discrete dividends lower forward price; American calls on dividend payers may be exercised early just before ex-dates, American puts early when deep ITM (priced on binomial/finite-difference grids).

What a desk actually does

Market makers run delta-hedged books: buy the option, short \(\Delta\) shares, rebalance. Their P&L over a hedge interval is the classic gamma-theta tradeoff:

$$ \text{P\&L} \;\approx\; \tfrac{1}{2}\,\Gamma S^2\big(\sigma_{\text{realised}}^2 - \sigma_{\text{implied}}^2\big)\,\delta t $$

— long options make money when realised volatility beats the implied vol paid, and vice versa. Options are, at bottom, a market for volatility.

Practitioner note: quote in vol, hedge in delta, worry in gamma near expiry ("pin risk" at strikes with heavy open interest).